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The following document is a draft of the Discipline Procedures that the Judicial Council wants to adopt. Please refer to a related article in the current newsletter.

Discipline Procedures

Rule 984.5 of the California Rules of Court would be adopted, effective-----------, to
Read:

Rule 984.5. Discipline of Court Interpreters

  (a) [Intent] The procedures in this rule for discipline of court interpreters do not change any existing contractual relationship between an interpreter and a court.
  (b) [Definitions] As used in this rule, unless the context requires otherwise:
    (1) The definition of the term "certified court interpreter" is the same as in Government Code section 68566;
    (2) The definition of the term "registered interpreter" is the same as in Government code section 68561 (d);
    (3) The term "non-certified interpreter" means a person who does not hold a court interpreter certificate and is appointed by a court to interpret in a court proceeding pursuant to Government Code section 68561 (c) or rule 984.2 of the California Rules of Court; and
    (4) The term "non-registered interpreter" means a person who is qualified by a court pursuant to Government Code section 68561 (d) to interpret in a court proceeding using a language not designated by the Judicial Council and who has not met the requirements adopted by the Judicial Council.
  (c) [Grounds] A certified court interpreter, registered interpreter, non-certified interpreter, or non-registered interpreter may be disciplined by the Judicial Council or its designee for one or more of the following causes:
    (1) Conviction of a crime that is substantially related to the qualifications, functions, or duties of an interpreter, or that involves dishonesty, fraud, or moral turpitude. A conviction within the meaning of this rule means a plea or verdict of guilty or a conviction following a plea of nolo contendere. The record of conviction, or a certified copy thereof, is conclusive evidence of the conviction;
    (2) Failure to notify the Administrative Director of the Courts, by certified mail, of any criminal conviction, whether a misdemeanor or felony within 90 days after the effective date of this rule, or within 30 days after the date of the conviction, whichever is later.
    (3) Violation of rule 984.4 or violation of any rule, standard, or code provision specifically governing interpreters, except that violation of subdivision (g) of rule 984.4 shall not subject an interpreter to discipline under this rule but may subject an interpreter to other action as authorized by policies adopted by the Judicial Council;
    (4) Fraud or knowing misrepresentation in obtaining or maintaining certification as a certified court interpreter, registration as a registered interpreter, appointment as a non-certified interpreter, or qualification as a non-registered interpreter.
  (d) [Discipline] Discipline of a certified court interpreter, registered interpreter, non-certified interpreter or non-registered interpreter may include one or more of the following:
    (1) Public or private censure;
    (2) Compulsory training or education;
    (3) Probation;
    (4) Suspension of certification or registration, up to a maximum period of one year; and
    (5) Revocation of certification or registration. Revocation of certification or registration will result in the removal of the interpreter from the Master List of Certified Court Interpreters of Designated Languages and Registered Interpreters of Non-designated Languages.
  (e) [Review Panel] The Chair of the Judicial Council must appoint a five-member panel to review and act upon complaints against interpreters. The Chair of the Judicial Council must appoint one of the panel members to serve as chair of the panel.
    (1) The panel must consist of:
      (A) Three interpreters in good standing, at least one of whom is a member of the Court Interpreters Advisory Panel, and at least one of whom is certified or registered in the language interpreted by the interpreter against whom a complaint is made, if such person or persons are available;
      (B) One judicial officer from the Court Interpreters Advisory Panel; and
      (C) One court administrator from the Court Advisory Panel.
    (2) A review panel member, may, for good cause, recuse himself or herself from a particular disciplinary matter. An interpreter may request that a review panel member be disqualified in a disciplinary matter concerning the interpreter. It is within the discretion of the chair of the review panel to determine whether a review panel member must be disqualified. If a review panel member is recused or disqualified, the Chair of the Judicial Council must appoint a replacement.
  (f) [Procedures] Any process used to determine whether an interpreter should be disciplined by the Judicial Council or its designee must be in accordance with the procedures in this rule. The Judicial Council or its designee may adopt additional policies and procedures regarding the certification, registration or discipline of court interpreters not inconsistent with this rule.
    (1) (Complaint) Any person or entity may make a complaint against a certified court interpreter, registered interpreter, noncertified interpreter, or nonregistered interpreter. A complaint must be submitted in writing, on Judicial Council Form IN-…, to the Administrative Director of the Courts, except that a complaint made by the Administrative Director or his or designee need not be on Judicial Council Form IN-…, but must be in writing, must state the grounds of the complaint, and must be dated and signed. A complaint by the Administrative Director or his or her designee is deemed made and received the date it is signed. If an interpreter notifies the Administrative Director by certified mail of a criminal conviction within 90 days after the effective date of this rule, or within 30 days after the date of the conviction, and the Administrative Director or his or her designee decides to make a complaint based on the conviction, the complaint must be made within 60 days after the Administrative Director received the interpreter's notification of the conviction.
    (2) (Notice) An interpreter who is the subject of a complaint must be notified of the complaint by certified mail within 15 days of receipt of the complaint by the Administrative Director of the Courts.
    (3) (Answer) Within 30 days of receipt of notice of a complaint, the interpreter must submit to the Administrative Director of the Courts an answer and any relevant documents or other materials which are within the interpreter's knowledge, possession, or control and which are not privileged from disclosure by law or protected or confidential attorney work product. The period to submit an answer or relevant documents or other materials may be extended for good cause, as determined by the chair of the review panel.
    (4) (Probable Cause Determination) Within 30 days after the deadline for the submission of the answer, the review panel must determine whether there is probable cause to believe that the interpreter has engaged in conduct subject to discipline, except that the period to make a probable cause determination may be extended for good cause, as determined by the chair of the review panel. Staff of the Administrative Office of the Courts may investigate a complaint, report to the panel, and make a recommendation to the panel to dismiss or proceed with the complaint. A probable cause determination requires a majority vote. If the panel determines that probable cause does not exist, the complaint must be dismissed and the interpreter and complainant must be so notified in writing. If the panel determines that probable cause exists, the interpreter must be notified by certified mail. The notice to the interpreter must include a statement of the ground or grounds for the probable cause determination. If the panel determines that probable cause exists, the panel may conduct or request staff of the Administrative Office or the Courts to conduct further investigation. Notice of the results, if any, of an investigation by the review panel or the staff of the Administrative Office of the Courts must be sent to the interpreter.
    (5) (Alternatives to Discipline) The review panel may, in its discretion, attempt to resolve a complaint through alternatives to discipline, including but not limited to issuing a letter of warning to the interpreter or permitting the interpreter to undertake appropriate remedial actions.
    (6) (Interim Suspension) If the review panel determines that there is probable cause to believe that the interpreter has engaged in conduct subject to discipline, and that the conduct poses an imminent threat to the safety or welfare of the public, the panel may, in its discretion, suspend a certified court interpreter's certification or a registered interpreter's registration during the pendency or occurrence of further proceedings under this rule, up to the time the panel has completed its action on the complaint.
    (7) (Hearing)
      (A) A hearing must be held if the interpreter who is the subject of a complaint requests one in writing, or if the review panel deems one necessary. The interpreter must submit the request for a hearing to the Administrative Director of the Courts within 30 days of receipt of notice of the panel's probable cause determination or within 30 days of receipt of notice of the panel's probable cause determination or within 30 days of receipt of notice that the complaint will not be or has not been resolved through alternatives to discipline, whichever is later.
      (B) Unless the chair of the review panel determines that there is good cause to hold the hearing at a different time, the hearing must be held not less than 30 days and not more than 90 days from the date of receipt of the interpreter's request or, if the panel determines that the hearing is necessary, from the date of the panel's determination. The interpreter and complainant must be notified of the date, time, and place of the hearing by certified mail. If the interpreter possesses or controls any relevant documents or materials in addition to those submitted with the answer and which are not privileged from disclosure by law or protected or confidential attorney work product, the interpreter must submit those documents or materials as expeditiously as possible. The review panel must make available to the interpreter, as expeditiously as possible, relevant information or evidence that is not privileged and that is in the possession of the panel.
      (C) The review panel must conduct the hearing, with the exception that, if a panel member is unavailable, the Chair of the Judicial Council must appoint a replacement. It is within the discretion of the chair of the review panel to permit a review panel member to appear at the hearing telephonically or via videoconferencing.
      (D) The hearing need not be conducted according to technical rules relating to evidence and witnesses, except as herein provided. The panel may admit any relevant evidence, regardless of the existence of any common law or statutory rule which might make improper the admission of the evidence in other proceedings. The panel may call witnesses. All testimony must be under oath.
      (E) The complainant may submit a list of witnesses and other documents or materials. The complainant may attend, and testify at, the hearing.
      (F) The interpreter has the right to:
        (i) Attend, and testify at the hearing;
        (ii) Be represented by counsel, at the interpreter's expense;
        (iii) Call, examine, and cross-examine witnesses;
        (iv) Inspect, present and rebut evidence determines by the panel to be relevant;
        (v) Present oral argument; and
        (vi) Have an audio or videotape record make of the proceedings, and to obtain a copy of the record, upon payment of reasonable charges associated with the making of the record.
      (G) The hearing must not be open to the public unless the interpreter requests a public hearing at least 15 days before the scheduled date of the hearing.
      (H) It is within the discretion of the chair of the review panel to permit the complainant, the interpreter, or a witness to appear at the hearing telephonically or via videoconferencing.
    (8) (Decision) Discipline may be imposed only if a majority of the review panel finds by clear and convincing evidence that cause for discipline exists. The panel may impose discipline in the absence of a hearing, if the interpreter has not requested one as provided under subdivision (e)(7)(A) and the panel has not deemed a hearing necessary, if a majority of the review panel finds that the clear and convincing standard has been met. The deliberations of the panel and the case file must remain confidential, unless confidentiality is waived by the interpreter. Unless the time for decision is extended for good cause, as determined by the chair of the review panel, the review panel must reach a decision within 90 days after the date of the hearing, or, if no hearing was held, within 90 days after the last date the interpreter could have requested a hearing. The decision of the panel to impose discipline must be make available to the public within 30 days from the date the decision is made. The interpreter and complainant must be notified of the panel's decision, in writing, by certified mail within 15 days from the date the decision is made.
    (9) (Reinstatement) A court interpreter, whose certification or registration is suspended or revoked under these rules, may apply, in writing, to the Administrative Director of the Courts, for reinstatement of the certification or registration. The application must explain why reinstatement is warranted. The review panel must review the application and may grant or deny the reinstatement request, or impose conditions on reinstatement, as the panel deems appropriate.
               

Rule 984.6 of the California Rules of Court would be adopted, effective _____________, to read:

Rule 984.6. Denial of Certification or Registration

  (a) [Definitions] As used in this rule, unless the context requires otherwise:
    (1) The definition of the term "certified court interpreter" is the same as in Government Code section 68566:
    (2) The definition of the term "registered interpreter" is the same as in Government Code section 68561(d):
  (b) [Grounds] An interpreter may be denied certification as a certified court interpreter or registration as a registered interpreter by the Judicial Council or its designee for one or more of the following causes:
    (1) Conviction of a crime that is substantially related to the qualifications, functions, or duties of an interpreter, or that involves dishonesty, fraud, or moral turpitude. A conviction within the meaning of this rule means a plea or verdict of guilty or a conviction following a plea of nolo contendere. The record of conviction, or a certified copy thereof, is conclusive evidence of the conviction:
    (2) Failure to notify the Administrative Director of the Courts, by certified mail, of any criminal conviction, whether a misdemeanor or felony:
    (3) Violation of rule 984.4, or violation of any rule, standard, or code provision specifically governing interpreters:
    (4) Fraud or knowing misrepresentation in applying for certification as a certified court interpreter or registration as a registered interpreter.
  (c) [Reapplication] An interpreter who is denied certification as a certified court interpreter or registration as a registered interpreter may reapply for certification or registration and may include a statement explaining why certification or registration upon reapplication should be granted.

 


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